Retail alternatives a focus for SEC in 2015
  • X
  • LinkedIn
  • Show more sharing options
  • Print
  • X
  • LinkedIn
  • Free trial
  • Log in

Retail alternatives a focus for SEC in 2015

19 January 2015
  • X
  • LinkedIn
  • Show more sharing options
  • Print
  • X
  • LinkedIn

The Office of Compliance Inspections and Examinations (OCIE) at the Securities and Exchange Commission said one of its priorities for 2015 will be to investigate alternative investment opportunities being offered to retail investors.

Subscribers, log in here:

Fuel a smarter strategy with our actionable market intelligence

      • Gain a competitive edge and accelerate decision-making
      • Be empowered by insights that transform confusion to clarity
      • Uncover growth opportunities and prepare for potential threats
      • Fuel a smarter strategy for business growth
Request a free trial Already a subscriber? Log in now

Topics

News Catastrophe bonds ILS investors ILS Stocks AuM data
Gift this article